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TD Securities Tech Stack

Investment bank scaling compliance and AI capabilities across capital markets

Investment Banking Toronto, Ontario 5,001–10,000 employees Public Company

TD Securities is a major capital markets bank operating 7,000+ professionals globally with an active hiring surge (792 roles posted in the last 30 days) concentrated heavily in finance (731 open positions) and support functions. The tech stack reveals a hybrid enterprise shape—foundational banking systems (SWIFT, Oracle) paired with modern cloud adoption (AWS, Azure, GCP) and emerging AI integration (OpenAI, Azure ML, RAG)—while the project and pain-point lists show acute focus on compliance automation, regulatory risk, and legacy-process modernization. ServiceNow and Workday adoption signals operational infrastructure refresh.

Tech Stack 200 technologies

Core StackSWIFT Oracle Power BI Collibra Python Tableau PySpark AWS Active Directory RAG OpenAI Alteryx NMLS Excel SQL Microsoft Office PowerPoint Azure GCP SAML OpenID Connect OAuth LDAP Kerberos Google UNIX Windows Azure Machine Learning Azure Cognitive Services Azure Kubernetes Service+169 more

What TD Securities Is Building

Challenges

  • Ensuring compliance with regulatory requirements
  • Scalable compliance risk management
  • Ensuring compliance with us consumer regulations
  • Mitigating risk
  • Data risk mitigation
  • Expanding mobile mortgage sales force
  • Compliance monitoring
  • Improving client experience
  • Managing regulatory risk
  • Automating legacy processes

Active Projects

  • Differentiated service model
  • Annual client review process
  • Mortgage development initiatives targeting referrals
  • Audit program development
  • Fiu controls testing
  • Quarterly reporting initiatives
  • Business development strategy implementation
  • Build new compliance structure
  • Regulatory initiatives
  • Ai model validation

Hiring Activity

Accelerating1,700 roles · 800 in 30d

Department

Finance
731
Support
262
Sales
105
Engineering
98
Ops
84
Data
75
Security
55
Legal
48

Seniority

Junior
627
Mid
396
Senior
367
Manager
149
VP
45
Director
30
Intern
30
Lead
19

Notable leadership hires: Operating Model Lead, Capital Interpretation Lead, Implementation Team Lead, Client Optimization Lead, Receivables Product Lead

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About TD Securities

TD Securities is a Toronto-based investment bank and subsidiary of TD Bank Group, offering integrated capital markets, underwriting, and transaction banking services to corporate, government, and institutional clients across 30+ cities globally. The business spans equity research, debt capital raising, market access, treasury services, and advisory. In 2023, the acquisition of Cowen Inc. expanded the U.S. equities and research franchises. Current operations center on client-facing service delivery, compliance and regulatory alignment (a persistent operational pressure), and modernization of internal processes to reduce manual overhead and improve scalability.

HeadquartersToronto, Ontario
Company Size5,001–10,000 employees
Hiring MarketsUnited States, Canada, France

Frequently Asked Questions

What tech stack does TD Securities use?

Core banking systems (SWIFT, Oracle) alongside modern tools: Power BI, Tableau, Alteryx for analytics; Python, SQL, PySpark for data; AWS, Azure, GCP for cloud; Azure ML, OpenAI, RAG for emerging AI. Currently adopting ServiceNow and Workday.

What is TD Securities working on?

Differentiated service model, compliance structure redesign, audit and FIU controls testing, regulatory initiatives, AI model validation, mortgage development, and automation of legacy processes. Compliance and regulatory risk management are central themes.

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