Compliance and regulatory software for capital markets and public company filings
DFIN operates across the full compliance stack for investment firms and public companies—SEC filings, capital markets transactions, and beneficial owner reporting. The tech foundation is enterprise-grade (Salesforce, ServiceNow, Snowflake, Databricks, Kubernetes on Azure and AWS) and heavily data-oriented, with active work on cloud infrastructure automation, data pipeline optimization, and cost management. The hiring mix skews sales-heavy (10 open roles) alongside engineering (9), consistent with a regulatory software business balancing customer acquisition with scaling platform reliability.
DFIN is a public company headquartered in Chicago that provides compliance, regulatory software, and related services to investment companies, issuers, and financial institutions navigating SEC requirements, public filings, and capital markets workflows. The product portfolio spans end-to-end regulatory reporting, workflow automation, and complex transaction support. With 1,001–5,000 employees and active hiring across the United States, China, Australia, Canada, and the United Kingdom, the company operates a hybrid SaaS and services business model where software enablement and expert delivery are intertwined.
DFIN runs Salesforce, ServiceNow, Snowflake, Databricks, and Kubernetes (both AKS and EKS). Core infrastructure spans Azure and AWS; data pipelines use Apache Airflow. Reporting layers include Adobe and SQL.
Active projects include cloud infrastructure automation and monitoring, data pipeline optimization, ServiceNow CMDB implementation, cost optimization, and systems to reduce manual work and improve performance at scale.
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